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Concept 09 / 10Complex Numbers and Quadratic Equations

Sign of a Quadratic Expression and Location of Roots

When ax^2 + bx + c keeps one sign for all real x, the range of a quadratic via its vertex, solving quadratic inequalities, and the three conditions (discriminant, f(k), vertex) for placing roots relative to a number or inside an interval.

Figure 1
The quadratic f(x)=ax2+bx+cf(x) = ax^{2} + bx + c can be understood completely from its graph, a parabola with vertex at x=−b2ax = -\frac{b}{2a}. Completing the square gives f(x)=a(x+b2a)2−D4af(x) = a\left(x + \frac{b}{2a}\right)^{2} - \frac{D}{4a}. So the vertex is (−b2a,−D4a)(-\frac{b}{2a}, -\frac{D}{4a}). If a>0a > 0 the parabola opens upward, the minimum value is −D4a-\frac{D}{4a} and the range is [−D4a,∞)[-\frac{D}{4a}, \infty). If a<0a < 0 the maximum value is −D4a-\frac{D}{4a}. Sign for all real xx. From the completed square: f(x)>0f(x) > 0 for all real x  ⟺  a>0x \iff a > 0 and D<0D < 0. f(x)≥0f(x) \ge 0 for all real x  ⟺  a>0x \iff a > 0 and D≤0D \le 0. f(x)<0f(x) < 0 for all real x  ⟺  a<0x \iff a < 0 and D<0D < 0. If the leading coefficient contains a parameter, check the case a=0a = 0 separately, since then the expression is linear and can only keep one sign if it is constant. Sign between and outside the roots. If D>0D > 0 with real roots α<β\alpha < \beta, then f(x)f(x) has the sign of aa outside [α,β][\alpha, \beta] and the opposite sign strictly between them. This solves every quadratic inequality: for a>0a > 0, f(x)<0  ⟺  α<x<βf(x) < 0 \iff \alpha < x < \beta and f(x)>0  ⟺  x<αf(x) > 0 \iff x < \alpha or x>βx > \beta. For rational inequalities p(x)q(x)>0\frac{p(x)}{q(x)} > 0, use the wavy-curve (sign chart) method: mark the zeros of the numerator and denominator on the number line, and note that the sign changes at each simple zero and does not change at a zero of even multiplicity. Never multiply both sides by q(x)q(x) without knowing its sign. Location of roots. Many questions ask for the parameter values that place the roots in a certain position relative to a number kk or an interval. Three quantities decide everything, all read off the graph: the discriminant DD (whether the roots are real), the value f(k)f(k) (which side of the parabola's zeros kk is on) and the vertex −b2a-\frac{b}{2a} (which side of kk the axis of symmetry is on). Take a>0a > 0; for a<0a < 0 replace f(k)f(k) by af(k)af(k) throughout. Both roots greater than kk: D≥0D \ge 0, f(k)>0f(k) > 0 and −b2a>k-\frac{b}{2a} > k. Both roots less than kk: D≥0D \ge 0, f(k)>0f(k) > 0 and −b2a<k-\frac{b}{2a} < k. kk strictly between the roots: f(k)<0f(k) < 0 alone. The figure shows why: an upward parabola that dips below the axis at x=kx = k must cross the axis on both sides of kk, so real roots follow automatically and no discriminant condition is needed. Both roots strictly inside (k1,k2)(k_{1}, k_{2}): D≥0D \ge 0, f(k1)>0f(k_{1}) > 0, f(k2)>0f(k_{2}) > 0 and k1<−b2a<k2k_{1} < -\frac{b}{2a} < k_{2}. Exactly one root in (k1,k2)(k_{1}, k_{2}): f(k1)f(k2)<0f(k_{1})f(k_{2}) < 0 (then check the endpoints separately if the question allows a root there). k1k_{1} and k2k_{2} both between the roots: f(k1)<0f(k_{1}) < 0 and f(k2)<0f(k_{2}) < 0. Why is the vertex condition needed in the 'both greater than kk' case? Because f(k)>0f(k) > 0 only says that kk is outside the interval between the roots; it could be to the left of both or to the right of both. The position of the axis of symmetry tells us which. Key Takeaways: - f(x)=a(x+b2a)2−D4af(x) = a(x + \frac{b}{2a})^{2} - \frac{D}{4a}; the extreme value is −D4a-\frac{D}{4a} at x=−b2ax = -\frac{b}{2a}. - f>0f > 0 for all x  ⟺  a>0,D<0x \iff a > 0, D < 0; f<0f < 0 for all x  ⟺  a<0,D<0x \iff a < 0, D < 0. - Between the roots ff has the sign opposite to aa; outside them, the same sign as aa. - kk between the roots   ⟺  af(k)<0\iff af(k) < 0. - Both roots greater than kk: D≥0D \ge 0, af(k)>0af(k) > 0, −b2a>k-\frac{b}{2a} > k. - Exactly one root in (k1,k2)(k_{1}, k_{2}): f(k1)f(k2)<0f(k_{1})f(k_{2}) < 0. - In rational inequalities, never cross-multiply by an expression of unknown sign. - Pitfall: forgetting the case where the leading coefficient containing a parameter becomes 00. Brain-Teaser 1: Find all mm for which (m−1)x2+2(m−1)x+3>0(m - 1)x^{2} + 2(m - 1)x + 3 > 0 for all real xx. Solution: Case m=1m = 1: the expression is the constant 3>03 > 0, which works. Case m≠1m \neq 1: we need m−1>0m - 1 > 0 and D<0D < 0. D=4(m−1)2−12(m−1)=4(m−1)(m−4)D = 4(m - 1)^{2} - 12(m - 1) = 4(m - 1)(m - 4), which is negative for 1<m<41 < m < 4. Together with m>1m > 1 this gives 1<m<41 < m < 4. Including m=1m = 1, the answer is 1≤m<41 \le m < 4. Many students lose m=1m = 1 by applying the quadratic condition without checking the degenerate case. Brain-Teaser 2: Find aa such that both roots of x2−2ax+a2+a−3=0x^{2} - 2ax + a^{2} + a - 3 = 0 are less than 33. Solution: The leading coefficient is 1>01 > 0. Condition 1: D≥0D \ge 0, where D=4a2−4(a2+a−3)=4(3−a)D = 4a^{2} - 4(a^{2} + a - 3) = 4(3 - a), so a≤3a \le 3. Condition 2: f(3)>0f(3) > 0, where f(3)=9−6a+a2+a−3=a2−5a+6=(a−2)(a−3)f(3) = 9 - 6a + a^{2} + a - 3 = a^{2} - 5a + 6 = (a - 2)(a - 3), so a<2a < 2 or a>3a > 3. Condition 3: the vertex x=ax = a is less than 33, so a<3a < 3. Intersecting all three gives a<2a < 2. Check with a=2a = 2: the equation is x2−4x+3=0x^{2} - 4x + 3 = 0 with roots 11 and 33, and 33 is not less than 33, so a=2a = 2 is correctly excluded. Brain-Teaser 3: For what kk does exactly one root of x2−(k+1)x+k−1=0x^{2} - (k + 1)x + k - 1 = 0 lie in (0,1)(0, 1)? Solution: Let f(x)=x2−(k+1)x+(k−1)f(x) = x^{2} - (k + 1)x + (k - 1). Then f(0)=k−1f(0) = k - 1 and f(1)=1−(k+1)+k−1=−1f(1) = 1 - (k + 1) + k - 1 = -1. Since f(1)=−1<0f(1) = -1 < 0, for exactly one root in (0,1)(0, 1) we need f(0)>0f(0) > 0, so k>1k > 1. (If f(0)<0f(0) < 0, both f(0)f(0) and f(1)f(1) are negative, and since the parabola opens upward, both roots are outside [0,1][0, 1].) Also check the boundary k=1k = 1: then f(0)=0f(0) = 0, so x=0x = 0 is a root, which is not in the open interval; the other root is 22, so there is no root in (0,1)(0, 1). The answer is k>1k > 1. Notice that f(1)<0f(1) < 0 tells us immediately that 11 lies between the roots, so exactly one root is greater than 11 and the question is only about the other.